Search Result

341 - 360 of 861 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

COB 11.5 Trustee firms which are not depositaries

As Published: 2002

COB 11.5 Trustee firms which are not depositaries

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

ICOB 1.1 Application and purpose

As Published: 2007

ICOB 1.1 Application and purpose

MCOB 12.4 Arrears charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Arrears charges: regulated mortgage contracts

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications