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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application