Search Result

321 - 340 of 737 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors