Search Result

281 - 300 of 692 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons