Search Result

281 - 300 of 894 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 11.4 Depositaries

As Published: 2003

COB 11.4 Depositaries

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

As Published: 2001

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction