Search Result

261 - 280 of 736 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption