Search Result

241 - 260 of 873 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure