Search Result

241 - 260 of 740 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

PR App 3.1

As Published: 2005

PR App 3.1

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers