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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

MCOB 5.5 Provision of illustrations

As Published: 2004

MCOB 5.5 Provision of illustrations