Search Result
LR 17.3 Requirements with continuing application
As Published: 2006
LR 17.3 Requirements with continuing application
…
SUP 2.2 Information gathering by the FSA on its own initiative: background
As Published: 2001
SUP 2.2 Information gathering by the FSA on its own initiative: background
…
SUP 13A.5 EEA firms providing cross border services into the United Kingdom
As Published: 2006
SUP 13A.5 EEA firms providing cross border services into the United Kingdom
…
SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]
As Published: 2006
SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]
…
REC 6.1 Introduction and legal background
As Published: 2001
REC 6.1 Introduction and legal background
…
PERG 4.11 Link between activities and the United Kingdom
As Published: 2005
PERG 4.11 Link between activities and the United Kingdom
…
COLL 7.5 Schemes or sub-funds that are not commercially viable
As Published: 2004
COLL 7.5 Schemes or sub-funds that are not commercially viable
…
BIPRU 2.2 Internal capital adequacy standards
As Published: 2006
BIPRU 2.2 Internal capital adequacy standards
…
SUP 14.6 Cancelling qualification for authorisation
As Published: 2004
SUP 14.6 Cancelling qualification for authorisation
…
PERG 8.17 Financial promotions concerning agreements for qualifying credit
As Published: 2005
PERG 8.17 Financial promotions concerning agreements for qualifying credit
…