Search Result

201 - 220 of 687 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

ICOB 4.1 Application and purpose

As Published: 2006

ICOB 4.1 Application and purpose

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

PR App 1.1

As Published: 2005

PR App 1.1

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information