Search Result

201 - 220 of 918 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

MCOB 2.6A Protecting customers' interests: home purchase plans and home reversion plans

As Published: 2006

MCOB 2.6A Protecting customers' interests: home purchase plans and home reversion plans

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application