Search Result

201 - 220 of 393 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

LR 15.6 Authorised property unit trusts

As Published: 2005

LR 15.6 Authorised property unit trusts

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments