Search Result

181 - 200 of 784 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

DEPP 6.7 Discount for early settlement

As Published: 2007

DEPP 6.7 Discount for early settlement

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints