Search Result

181 - 200 of 721 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

As Published: 2004

REC 2.12 Proper markets and disclosure of information (UK RIEs only)

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes