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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

As Published: 2001

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services