Search Result

181 - 200 of 895 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers