Search Result

181 - 200 of 723 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

COND 1.3 General

As Published: 2001

COND 1.3 General

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

REC 1.1 Application

As Published: 2005

REC 1.1 Application

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices