Search Result

121 - 140 of 853 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

BIPRU 8.5 Basis of consolidation

As Published: 2007

BIPRU 8.5 Basis of consolidation

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure