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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2006

SUP 13A.2 EEA firms and Treaty firms

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PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

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COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

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PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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DISP 4.2 The standard terms

As Published: 2005

DISP 4.2 The standard terms

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PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

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LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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DISP App 1.1 Application and Purpose

As Published: 2005

DISP App 1.1 Application and Purpose

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DEPP 6.4 Financial penalty or public censure

As Published: 2007

DEPP 6.4 Financial penalty or public censure

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

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