Search Result

261 - 280 of 412 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

COND 1.3 General

As Published: 2001

COND 1.3 General

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

PR App 3.1

As Published: 2005

PR App 3.1

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

MAR 5.2 Guidance about what constitutes an ATS

As Published: 2004

MAR 5.2 Guidance about what constitutes an ATS

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2001

SUP 18.3 Insurance business transfers outside the United Kingdom

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion