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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

As Published: 2007

BIPRU 11.3 Disclosures: Information to be disclosed; Frequency, media and location of disclosures; Verification

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2007

DEPP 6.6 Financial penalties for late and incomplete submission of reports

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction