Search Result

141 - 160 of 799 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

ICOB 1.1 Application and purpose

As Published: 2007

ICOB 1.1 Application and purpose

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors