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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

As Published: 2004

DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

DISP 3.5 Evidence

As Published: 2002

DISP 3.5 Evidence

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

ICOB 4.3 Suitability

As Published: 2006

ICOB 4.3 Suitability