Search Result

761 - 780 of 813 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOB 7.2 Group policies and third party claimants

As Published: 2005

ICOB 7.2 Group policies and third party claimants

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

LR 13.7 Circulars about purchase of own equity securities

As Published: 2007

LR 13.7 Circulars about purchase of own equity securities

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

MCOB 12.7 Home purchase plans

As Published: 2006

MCOB 12.7 Home purchase plans

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

FEES 5.7 Payment

As Published: 2006

FEES 5.7 Payment

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

LR 16.1 Application

As Published: 2005

LR 16.1 Application

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

MAR 5.2 Guidance about what constitutes an ATS

As Published: 2004

MAR 5.2 Guidance about what constitutes an ATS

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending