Search Result

641 - 655 of 655 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

FEES 6.4 Management expenses

As Published: 2006

FEES 6.4 Management expenses

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?