Search Result

41 - 60 of 452 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

COB 10.1 Application

As Published: 2006

COB 10.1 Application

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COB 3.4 Purpose

As Published: 2002

COB 3.4 Purpose

COB 11.1 Application

As Published: 2006

COB 11.1 Application

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

ICOB 2.5 Exclusion of liability

As Published: 2005

ICOB 2.5 Exclusion of liability

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

MCOB 12.7 Home purchase plans

As Published: 2006

MCOB 12.7 Home purchase plans

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities