Search Result

541 - 560 of 781 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

COB 10.3 Modification of the allocation rule

As Published: 2001

COB 10.3 Modification of the allocation rule

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

DISP 1.4 Time limits for dealing with a complaint

As Published: 2003

DISP 1.4 Time limits for dealing with a complaint

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading