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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

COB 11.3 Packaged products

As Published: 2004

COB 11.3 Packaged products

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2006

INSPRU 8.2 Special provisions for Lloyd's

COB 2.1 Clear, fair and not misleading communication

As Published: 2001

COB 2.1 Clear, fair and not misleading communication

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance