Search Result

441 - 460 of 608 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.1 Application

As Published: 2005

LR 3.1 Application

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

As Published: 2006

PERG 11.3 Guidance on land investment schemes involving planning permission arrangements

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

SYSC 3.1 Systems and Controls

As Published: 2006

SYSC 3.1 Systems and Controls

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2005

PERG 4.6 Advising on regulated mortgage contracts

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose

MCOB 9.2 Purpose

As Published: 2006

MCOB 9.2 Purpose

COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme