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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

ICOB 7.1 Application and purpose

As Published: 2007

ICOB 7.1 Application and purpose

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure