Search Result

221 - 240 of 811 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

PERG 9.1 Application and Purpose

As Published: 2005

PERG 9.1 Application and Purpose

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

PERG 11.2 Guidance on property investment clubs

As Published: 2006

PERG 11.2 Guidance on property investment clubs

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions