Search Result

341 - 360 of 778 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose