Search Result

281 - 300 of 741 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

As Published: 2001

SUP 12.3 What responsibility does a firm have for its appointed representatives ?

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'