Search Result

221 - 240 of 253 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

SYSC 13.6 People

As Published: 2006

SYSC 13.6 People

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2006

SUP 13A.3 Qualifications for authorisation under the Act

PR App 1.1

As Published: 2005

PR App 1.1

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

PERG 2.2 Introduction

As Published: 2005

PERG 2.2 Introduction

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus