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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR App 3.1

As Published: 2005

PR App 3.1

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans