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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COB 3.7 Records

As Published: 2003

COB 3.7 Records

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

COB 3.6 Confirmation of compliance

As Published: 2001

COB 3.6 Confirmation of compliance

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles