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LR 12.5 Purchase of own securities other than equity shares
As Published: 2007
LR 12.5 Purchase of own securities other than equity shares
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COB 4.3 Disclosing information about services, fees and commission - packaged products
As Published: 2004
COB 4.3 Disclosing information about services, fees and commission - packaged products
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SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]
As Published: 2006
SYSC 8.1 General outsourcing requirements [Note: Not mandatory for a common platform firm until 01/11/07. See SYSC TP1]
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COLL 7.2 Suspension and restart of dealings
As Published: 2004
COLL 7.2 Suspension and restart of dealings
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ICOB 4.6 Commission disclosure for commercial customers
As Published: 2004
ICOB 4.6 Commission disclosure for commercial customers
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BIPRU 5.2 The central principles of credit risk mitigation
As Published: 2007
BIPRU 5.2 The central principles of credit risk mitigation
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DTR 5.8 Procedures for the notification and disclosure of major holdings
As Published: 2007
DTR 5.8 Procedures for the notification and disclosure of major holdings
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