Search Result

361 - 380 of 543 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

MCOB 6.3 General

As Published: 2004

MCOB 6.3 General

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

SUP 17.3 Introduction

As Published: 2001

SUP 17.3 Introduction

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

LR 15.5 Property investment companies

As Published: 2005

LR 15.5 Property investment companies

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

INSPRU 3.2 Derivatives in insurance

As Published: 2006

INSPRU 3.2 Derivatives in insurance

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

PERG 8.31 Exclusions for advising on investments

As Published: 2005

PERG 8.31 Exclusions for advising on investments

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act