Search Result

661 - 680 of 777 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

CRED 8.2 Components of capital

As Published: 2003

CRED 8.2 Components of capital

CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook

PERG 4.17 Interaction with the Consumer Credit Act

As Published: 2005

PERG 4.17 Interaction with the Consumer Credit Act

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

LR 12.1 Application

As Published: 2005

LR 12.1 Application

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2005

PERG 8.18 Financial promotions concerning the Lloyd’s market

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

PERG 8.35 Authorisation and exemption

As Published: 2005

PERG 8.35 Authorisation and exemption

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

COB 3.2 Application: what?

As Published: 2001

COB 3.2 Application: what?

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure