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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy