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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

PERG 2.11 What to do now ?

As Published: 2005

PERG 2.11 What to do now ?

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

LR 5.5 Miscellaneous

As Published: 2005

LR 5.5 Miscellaneous