Search Result

381 - 400 of 826 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

LR 19.3 Listing applications

As Published: 2005

LR 19.3 Listing applications

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme