Search Result

341 - 360 of 759 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

LR 3.5 Block listing and formal application

As Published: 2005

LR 3.5 Block listing and formal application

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SYSC 13.6 People

As Published: 2006

SYSC 13.6 People

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary