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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

MCOB 7.3 General

As Published: 2004

MCOB 7.3 General

INSPRU 8.4 Capacity Transfer Market

As Published: 2006

INSPRU 8.4 Capacity Transfer Market

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

As Published: 2003

DISP 2.3 Time Limits for referral of complaints to the Financial Ombudsman Service

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary