Search Result

281 - 300 of 762 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

BIPRU 1.3 Applications for advanced approaches

As Published: 2006

BIPRU 1.3 Applications for advanced approaches

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2006

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups