Search Result

661 - 680 of 874 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

LR 10.5 Class 1 requirements

As Published: 2005

LR 10.5 Class 1 requirements

SYSC 13.7 Processes and systems

As Published: 2006

SYSC 13.7 Processes and systems

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

MCOB 12.3 Early repayment charges: regulated mortgage contracts

As Published: 2004

MCOB 12.3 Early repayment charges: regulated mortgage contracts

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

COB 2.2 Inducements

As Published: 2001

COB 2.2 Inducements

BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2007

BIPRU 5.2 The central principles of credit risk mitigation