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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.6 Applications for a certificate

As Published: 2005

PERG 7.6 Applications for a certificate

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

FEES 6.7 Payment of levies

As Published: 2006

FEES 6.7 Payment of levies

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

LR 9.5 Transactions

As Published: 2005

LR 9.5 Transactions