Search Result

81 - 100 of 508 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2006

SUP 13A.3 Qualifications for authorisation under the Act

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

COB 10.3 Modification of the allocation rule

As Published: 2001

COB 10.3 Modification of the allocation rule

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 13A.7 Top-up permission

As Published: 2006

SUP 13A.7 Top-up permission

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

MAR 1.3 Market abuse (insider dealing)

As Published: 2001

MAR 1.3 Market abuse (insider dealing)

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms