Search Result

641 - 660 of 856 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

COB 1.1 Application and Purpose

As Published: 2001

COB 1.1 Application and Purpose

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

PERG 8.22 The Internet

As Published: 2005

PERG 8.22 The Internet

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits

COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview

COB 2.5 Exclusion of liability

As Published: 2004

COB 2.5 Exclusion of liability

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose